Aristotle--Poetics
Aristotle's
approach to literature is more formal and less morally didactic
than is Plato's. He reverses the Platonic metaphysic (seeing
universals as extrapolated from particulars rather than seeing
the universals as genuine and the particulars as less real) and
seems to reverse the Platonic view of Poetry. However, his view
is similar to the Platonic view in this respect: successful
poetry serves a purpose.
For
Aristotle this purpose is the evocation/purgation of fear and
pity in the audience. Hence it is important that the
incidents of a tragedy (for Aristotle tragedy is an imitation
of an action, not a study of character--quite unlike the
later Shakespearean model) are causally connected from
beginning to middle to end. Another important element is the
necessity--for proper tragic effect--of a "complex"
plot (an action which builds to a climax of recognition and
reversal). Finally, the character around whom the action
centers must suffer a change of fortune (the reversal) from good
to bad, not as a result of vice or mere chance (these would fail
to evoke the proper fear/pity in the audience), but as a result
of hamartia. Hamartia is variously translated
as "tragic flaw" or "frailty" in
English translations of Aristotle. This term is also found in
the Greek portions of the Judeo-Christian Bible, where it is
often translated as "sin." A more interesting
translation--and possibly more useful--is "missing the
mark." This suggests that the fatal flaw of the Greek
tragic heroes was a failure to put themselves in accord with an
often unsympathetic divinity. This strongly implies a failure by
the character to live up to an archetypal (in the Platonic
sense) pattern, the same pattern around which the cosmos is
ordered: on earth as it is in heaven. It may be
considered analogous to the Hindu concept of dharma; hamartia--the
"sin" or "tragic flaw" is a missing of the
mark of order, the mark of the unifying principle between
micro-, meso- and macrocosms.
In this sense,
the Aristotelian view of the proper function of tragedy (the
evocation and purgation of fear and pity at the sight of an
otherwise noble character's failure due to hamartia--and
by extension, the instruction of the audience members to avoid
their own missing of the mark) is not substantially different
from the morally didactic view of the proper,
State-reinforcing/State-and-Citizen-reconciling role of poetry
in Plato's thought. In both Aristotle and Plato, poetry serves
its proper function when it works to reinforce the individual's
maintenance of a harmonious relationship to the greater society
and to the cosmos.
The primary
sense in which the Aristotelian view of poetry differs from the
Platonic view is the willingness expressed by Aristotle to grant
poetry a status as a proper discipline and subject of study with
its own formal rules. Aristotle takes tragedy as he finds it in
Sophocles--and to a much lesser extent, Euripides--analyzes
(descriptively) its component parts, and then constructs from
that analysis a prescription for the proper writing of dramatic
poetry.
In Aristotle, dramatic
poetry revolves around change. This is essentially an
extension of his physics: the empirical world is made up of
constantly changing and rearranging elements. Nature, in fact is
defined as a principle of motion and change. The change in
drama is one of recognition and reversal: innocence changes
to experience; ignorance becomes knowledge. This is why--despite
his emphasis on the hamartia of the noble character--Aristotle
defines tragedy as the imitation of an action: action
precipitates change.
The six
elements of tragedy are defined by Aristotle as follows:
1) Plot--this is the
heart of the play, divided into three parts: the reversal or peripeteia,
such as when an act of the hero produces the opposite from the
intended effect; the recognition or anagnorisis,
in which a character acquires knowledge of a fact, producing in
him love or hate toward another character; and the final
suffering. The plot has two stages: the complication and the
unraveling or denouement. The complication
contains everything up to the turning point to good or bad
fortune; the unraveling extends from the beginning point
of the change to the end of the play. There are also four
types of plots: the complex, depending entirely on reversal of
the situation and recognition; the pathetic, in which the motive
is passion; the ethical, where the motives are moral; and the
simple.
2) Character--the
character provides the moral axis of the drama; his actions and
choices determine the incidents of the plot. The character is
under four requirements: it must be good; it must display
traits appropriate to the person depicted (youth and immaturity
should not be shown in an elderly character); it must be true to
life; and it must be consistent--or consistently inconsistent.
3) Thought--this
comprises every effect produced by speech, and it aims to move
an audience through such techniques as proof and refutation, and
the excitation of the feelings such as pity, anger, and fear.
4) Diction--Aristotle
classifies words as either current, strange, metaphorical,
ornamental, newly coined, lengthened, contracted, or altered.
5) Song--this refers to
the role of the chorus in the Greek drama.
6) Spectacle--this is
what separates dramatic poetry finally from epic poetry: the
audience can see as well as hear the work.
Aristotle's
discussion of the Organic Unity of dramatic poetry--which was to
become translated into the rigidly prescriptive unities of later
criticism--centered primarily around the unity of action. The
completeness of a tragedy requires that it have a beginning,
middle, and an end. The action must be single and complete.
Finally, poetry
deals with what is universal and probable, while history
deals only with what is particular and specific, whether it
is probable or improbable. Because of these differences, poetry
is a more philosophical thing than history--a high
compliment from a former student of Plato. |